ASIC bans former Sydney adviser Jim Pavlidis for three years

ASIC has banned Sydney-based financial adviser Jim Pavlidis from providing financial services for three years.

A review of Mr Pavlidis’ advice between 2004 and 2018 found that he failed to provide financial advice that was in the best interests of his clients and to keep proper records. Mr Pavlidis failed to consider the relevant circumstances of each client and left client objectives unaddressed.

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